Learn how to use PMD's simple test framework for unit testing rules.
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Introduction

Good rules have tests. At least a positive test case - a code example, that triggers the rule and reports a violation - and a negative test case - a code example, that doesn’t trigger the rule - should be created. Of course, the more tests, the better the rule is verified. If the rule is more complex or defines properties, with which the behavior can be modified, then these different cases can also be tested.

And if there is a bug fix for a rule, be it a false positive or a false negative case, it should be accompanied with an additional test case, so that the bug is not accidentally reintroduced later on.

How it works

PMD’s built-in rules are organized in rulesets, where all rules belonging to the same category are placed in a single ruleset, such as “category/java/bestpractices.xml”. Each category-ruleset has a single abstract base test class, from which the individual test classes inherit. We have one test class per rule, which executes all test cases for a single rule. The actual test cases are stored in separate XML files, for each rule a separate file is used.

All the test classes inherit from net.sourceforge.pmd.testframework.PmdRuleTst, which provides the seamless integration with JUnit. This base class determines the language, the category name and the rule name from the concrete test class. It then searches the test code on its own. E.g. the individual rule test class net.sourceforge.pmd.lang.java.rule.bestpractices.AbstractClassWithoutAbstractMethodTest tests the rule with the name “AbstractClassWithoutAbstractMethod”, which is in the category “bestpractices” for the language “java”.

The test code (see below Test XML Reference) describes the test case completely with the expected behavior like number of expected rule violations, where the violations are expected, and so on.

When you are running the test class in your IDE (e.g. Eclipse or IntelliJ IDEA) you can also select a single test case and just execute this one.

Where to place the test code

The PmdRuleTst class searches the XML file, that describes the test cases for a certain rule using the following convention: The XML file is a test resource, so it is searched in the tree under src/test/resources.

The sub package xml of the test class’s package should contain a file with the same name as the rule’s name which is under test.

For example, to test the rule “AbstractClassWithoutAbstractMethod”, the fully qualified test class is:

net.sourceforge.pmd.lang.java.rule.bestpractices.AbstractClassWithoutAbstractMethodTest

The test code for the rule can be found in the file:

src/test/resources/net/sourceforge/pmd/lang/java/rule/bestpractices/xml/AbstractClassWithoutAbstractMethod.xml

In general, the class name and file name pattern for the test class and data is this:

net.sourceforge.pmd.lang.<Language Terse Name>.rule.<Category Name>.<Rule Name>Test
src/test/resources/net/sourceforge/pmd/lang/<Language Terse Name>/rule/<Category Name>/xml/<Rule Name>.xml

Simple example

Test Class: AbstractClassWithoutAbstractMethodTest

This class inherits from PmdRuleTst and is located in the package “bestpractices”, since the rule belongs to the category “Best Practices”:

package net.sourceforge.pmd.lang.java.rule.bestpractices;

import net.sourceforge.pmd.testframework.PmdRuleTst;

public class AbstractClassWithoutAbstractMethodTest extends PmdRuleTst {
    // no additional unit tests
}

Test Data: AvoidBranchingStatementAsLastInLoop.xml

This is a stripped down example which just contains two test cases.

<?xml version="1.0" encoding="UTF-8"?>
<test-data
    xmlns="http://pmd.sourceforge.net/rule-tests"
    xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
    xsi:schemaLocation="http://pmd.sourceforge.net/rule-tests https://pmd.sourceforge.io/rule-tests_1_0_0.xsd">

    <test-code>
        <description>concrete class</description>
        <expected-problems>0</expected-problems>
        <code><![CDATA[
public class Foo {}
    ]]></code>
    </test-code>

    <test-code>
        <description>failure case</description>
        <expected-problems>1</expected-problems>
        <expected-linenumbers>1</expected-linenumbers>
        <code><![CDATA[
public abstract class Foo {}
    ]]></code>
    </test-code>
</test-data>

Each test case is in an own <test-code> element. The first defines 0 expected problems, means this code doesn’t trigger the rule. The second test case expects 1 problem. Since the rule violations also report the exact AST node, you can verify the line number, too.

Test XML Reference

The root element is <test-data>. It can contain one or more <test-code> and <code-fragment> elements. Each <test-code> element defines a single test case. <code-fragment> elements are used to share code snippets between different test cases.

<test-code> attributes

The <test-code> elements understands three optional attributes:

  • reinitializeRule: By default, it’s true, so each test case starts with a fresh instantiated rule. Set it to false to reproduce cases, where the previous run has influences.

  • regressionTest: By default, it’s true. Set it to false, to ignore and skip a test case.

  • useAuxClasspath: By default, it’s true. Set it to false to reproduce issues which only appear without type resolution.

<test-code> children

  • <description>: Short description of the test case. This will be the JUnit test name in the report. If applicable, this description should contain a reference to the bug number, this test case reproduces.

  • <rule-property>: Optional rule properties, if the rule is configurable. Just add multiple elements, to set multiple properties for one test case. For an example, see below.

  • <expected-problems>: The the raw number of expected rule violations, that this rule is expected to report. For false-positive test cases, this is always “0”. For false-negative test cases, it can be any positive number.

  • <expected-linenumbers>: Optional element. It’s a comma separated list of line numbers. If there are rule violations reported, then this allows you to assert the line numbers. Useful if multiple violations should be detected and to be sure that false positives and negatives don’t erase each other.

  • <expected-messages>: Optional element, with <message> elements as children. Can be used to validate the correct error message, e.g. if the error message references a variable name.

  • <code>: Either the <code> element or the <code-ref> element is required. It provides the actual code snippet on which the rule is executed. The code itself is usually wrapped in a “CDATA” section, so that no further XML escapes (entity references such as &lt;) are necessary.

  • <code-ref id=...>: Alternative to <code>. References a <code-fragment> defined earlier in the file. This allows you to share the same code snippet with several test cases. The attribute id must match the id of the references code fragment.

  • <source-type>: Optional element that specifies a specific language version. This can be used to select a specific parser version for parsing the code snippet. If not given, the default version of the rule’s language is used. This element can almost always be omitted.

<code-fragment>

The code fragment has just one required attribute: id. This is used to reference it via a <code-ref> element inside a <test-code>. Similar like the <code> element, the content of <code-fragment> is usually wrapped in a “CDATA” section, so that no further XML escapes (entity references such as &lt;) are necessary.

Complete XML example

<?xml version="1.0" encoding="UTF-8"?>
<test-data
    xmlns="http://pmd.sourceforge.net/rule-tests"
    xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
    xsi:schemaLocation="http://pmd.sourceforge.net/rule-tests https://pmd.sourceforge.io/rule-tests_1_0_0.xsd">

    <test-code reinitializeRule="true" regressionTest="true" useAuxClasspath="true">
        <description>Just a description, will be used as the test name for JUnit in the reports</description>
        <rule-property name="somePropName">propValue</rule-property>    <!-- optional -->
        <expected-problems>2</expected-problems>
        <expected-linenumbers>5,14</expected-linenumbers>               <!-- optional -->
        <expected-messages>                                             <!-- optional -->
            <message>Violation message 1</message>
            <message>Violation message 2</message>
        </expected-messages>
        <code><![CDATA[
public class ConsistentReturn {
    public Boolean foo() {
    }
}
        ]]></code>
        <source-type>java 1.5</source-type>                             <!-- optional -->
    </test-code>

    <code-fragment id="codeSnippet1"><![CDATA[
public class ConsistentReturn {
    public Boolean foo() {
    }
}
    ]]></code-fragment>

    <test-code>
        <description>test case using a code fragment</description>
        <expected-problems>0</expected-problems>
        <code-ref id="codeSnippet1"/>
    </test-code>
</test-data>

Using the test framework externally

It is also possible to use the test framework for custom rules developed outside the PMD source base. Therefore you just need to reference the dependency net.sourceforge.pmd:pmd-test.

For maven, you can use this snippet:

<dependency>
    <groupId>net.sourceforge.pmd</groupId>
    <artifactId>pmd-test</artifactId>
    <version>7.0.0-SNAPSHOT</version>
    <scope>test</scope>
</dependency>

Then proceed as described earlier: create your test class, create your test cases and run the unit test.

There is one difference however: Since your package structure is probably different, you’ll need to register the rule test manually, as SimpleAggregatorTst will fail to determine it correctly from the package and class names:

package com.example.pmd.rules;

import net.sourceforge.pmd.testframework.SimpleAggregatorTst;

public class CustomRuleTest extends SimpleAggregatorTst {
    @Override
    public void setUp() {
        addRule("com/example/pmd/ruleset.xml", "CustomRule");
    }
}

This will then search for a rule named “CustomRule” in the ruleset, that is located in “src/main/resources” under the path “com/example/pmd/ruleset.xml”.

The test data should be placed in an xml file located in “src/test/resources” under the path “com/example/pmd/rules/xml/CustomRule.xml”.

How the test framework is implemented

The framework uses a custom JUnit test runner under the hood, among a couple of utility classes:

  • PmdRuleTst: This is the base class for tests in PMD’s code base. It is a subclass of RuleTst and just contains the logic to determine the test resources based on the test class name.

  • SimpleAggregatorTst: This is a more generic base class for the test classes and defines the custom JUnit test runner. It doesn’t register any test cases on its own. It itself is a subclass of RuleTst.

  • RuleTst: contains the logic to parse the XML files and provide a list of TestDescriptors. Each test descriptor describes a single test case. It also contains the logic to execute such a test descriptor and assert the results.

  • PMDTestRunner: A custom JUnit test runner, that combines two separate test runners: The custom RuleTestRunner and the standard JUnit4 test runner. This combination allows you to add additional standard unit test methods annotated with @Test to your test class.

    Note: Since the test class is executed through two test runners, it is actually instantiated twice. Be aware of this, if you do any initialization in the constructor. Also, the static hooks @BeforeClass and @AfterClass will be executed twice.

  • RuleTestRunner: This test runner executes the test descriptors with the help of RuleTst.